1 / 2 Relevant items tagged with #InvestorProtection

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SEC Fines Prager Metis $1.95M Over Negligent FTX Audits

[Sep 17 7:30 PM] The U.S. Securities and Exchange Commission (SEC) has reached a $1.95 million settlement with Prager Metis CPAs LLC and its affiliate over serious allegations related to their audits of crypto exchange FTX. The case highlights critical oversights…

SEC Charges Consensys With Violating Federal Securities Laws

[Jun 28 11:33 AM] The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Consensys Software Inc., accusing the blockchain firm of violating federal securities laws by failing to register as a broker and engaging in unregistered securities…