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US Regulator Publishes Crypto Guide With Stark FOMO Reminder

[Nov 23 12:30 AM] The Financial Industry Regulatory Authority (FINRA)’s new crypto guidelines spotlight risks and FOMO-driven decisions, with advice on crypto investing. New Crypto Guidelines Highlight Key Challenges for Crypto Investors The Financial Industry…

FINRA metaverse warning, Lazarus NFT attack, Thiel backs NFTs: Nifty Newsletter

[Oct 30 7:00 PM] Lazarus Group used a fake playable NFT game to steal wallet credentials through a vulnerability on Google Chrome. 

FINRA Warns Member Firms of Metaverse Adoption Challenges

[Oct 27 10:30 AM] The Financial Industry Regulatory Authority has released a report highlighting the potential benefits and risks of the metaverse for the securities industry. The report emphasizes the importance of addressing challenges identified to ensure the…

FINRA says rules still apply in the metaverse

[Oct 25 9:28 PM] The Financial Industry Regulatory Authority says brokers and dealers are increasingly experimenting in the metaverse.

SEC Flags Risks in Crypto and Emerging Tech Investment Scams

[Oct 7 11:30 PM] The U.S. Securities and Exchange Commission (SEC) is raising alarms about the growing risks of cryptocurrency scams and other investment fraud during World Investor Week 2024. Amid the rising influence of AI, social media, and aggressive financial…

tZero becomes 2nd FINRA-approved broker-dealer for digital securities

[Sep 10 9:28 PM] The company is following the steps of Prometheum, which now treats four cryptocurrencies as securities.

US lawmakers demand SEC-FINRA records on Prometheum ETH custody

[May 22 3:07 PM] Prometheum’s willingness to play along with the SEC’s ambitions for crypto regulation has stirred disapproval in many quarters.

TradFi Veterans Pitch Tokenized Asset Marketplace With Eyes on U.S. Regulatory Approval

[May 2 7:00 AM] Ironlight, helmed by the former global head of trading of Schroeder and Abu Dhabi's sovereign wealth fund ADIA with the ex-CEO of TD Bank as an adviser, aims to be a premier tokenization, listing and trading ecosystem for real-world assets…

FINRA Claims Widespread Violations in Majority of Crypto Asset Communications

[Jan 24 11:30 PM] Following an examination launched in November 2022, FINRA claims widespread potential violations in the way member firms communicate about crypto assets. FINRA Report Alleges Misinformation in Crypto Asset Marketing In a report released on Jan. 23…

Lawmakers Probe SEC and FINRA Over ‘Shady Approval’ of Prometheum

[Aug 16, 2023 9:30 PM] U.S. lawmakers are probing the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) regarding the “shady approval” of Prometheum “as the first and only special purpose broker-dealer for…

Blockchain Assoc. requests info on Prometheum over ‘suspicious’ approval

[Jun 15, 2023 11:00 PM] A FOIA request with the SEC regarding Prometheum has been filed, while others found former FINRA and SEC staffers among the firm's ranks.

Prometheum Testimony Raises Doubts: Crypto Community Questions Credibility Amid Regulatory Clarity Hearing

[Jun 15, 2023 1:30 PM] The crypto community is abuzz with discussions on social media about the recent United States House Committee hearing held on June 13, 2023, which delved into regulatory clarity within the crypto industry. Notably, the co-CEO of an obscure…

‘Who the hell’ is Prometheum and what did it say to Congress about SEC compliance?

[Jun 14, 2023 10:43 PM] A testimony given at a U.S. House hearing by the blockchain firm’s co-founder Aaron Kaplan has drawn the attention of those in the crypto space.