[Sep 3 5:20 PM] The U.S. Securities and Exchange Commission (SEC) has slapped Galois Capital Management LLC with a $225,000 fine for falling short of the Custody Rule laid out in the Investment Advisers Act. The crypto-centric hedge fund and advisory firm was also…
[May 8, 2023 10:32 PM] Industry representatives have cast doubt on the legality and impact of the United States securities regulator’s proposal to expand custody rules.
[Jan 26, 2023 11:45 PM] The regulator has been probing registered investment advisors over how they've been offering crypto custody to their clients, according to sources.
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